Key Professionals

Diane NugentDiane V. Nugent
President / CEO

Diane founded the firm in October of 2000 to provide individuals with customized investment management. After spending most of her career in large firms, she strives to ensure that the needs of clients are being achieved in a personal, professional, consistent and cost-conscious manner.

Diane began her investment management career in a Swiss bank in 1986 and has worked with both retail and institutional investment firms in Europe, the United Kingdom and the United States. Diane can draw upon her business-management experience with responsibilities that have spanned equity-research analysis, portfolio management, closed-end fund management, client-relationship management as well as actually running a business.

Diane earned her M.B.A. in international finance from the Henley Business School in England and a B.B.A. from European University in Switzerland.

Tom NugentThomas E. Nugent
Director of Investments 

Tom began his career in December of 1968 as a Wall Street research analyst. He went on to manage individual and pooled portfolios for a regional bank, served as a representative for Arthur Laffer, the well-known economist, managed both mutual funds and individual institutional accounts for a Wall Street based mutual fund company and spent over twenty years in the design and implementation of lifestyle mutual fund portfolios for a West Coast retirement planning company.

He has also taught economics and business management at both the undergraduate and graduate level and has written extensively for various investment-based publications. Tom currently provides the top-down economic structure and the portfolio strategy for investing client portfolios.

Todd KleinfeldTodd J. Kleinfeld, CRPS
Director of Corporate Retirement

Todd joined Victoria Capital in September of 2019 to launch the firm’s 401k division. With his 23 years at Merrill Lynch and 5 years at Morgan Stanley as Corporate Retirement Director, he is one of the most prominent and reputable 401k Advisors in the space.

Over his 28 years in the industry, he has mentored several financial advisors; demonstrating how to build, grow and maintain a 401k business. Additionally, he has been on the Speakers Panel for 401k conferences across the country. He also holds his Series 7, 63, 65 and Futures Licenses.

Ryan HarperRyan L. Harper, CIPM
Director of Operations

Ryan joined Victoria Capital in July 2017 to contribute to investment analysis and performance reporting.

He earned a B.S. in Resource Management from the Ohio State University in 2015 and an M.S. in Finance from the University of Cincinnati in 2016. Ryan has a diverse accounting background, investment analyst experience and financial services experience as a Senior Analyst at Citi Fund Services Ohio. Ryan earned his Certificate in Investment Performance Measurement in January of 2019. He also holds the series 65 license.

About Us

We are committed to meeting our client objectives through careful attention to individual needs and concerns, dedicated research on and understanding of securities, financial markets and the economy and our desire to produce a business relationship that lasts a lifetime.